Securities

Our securities expert witnesses have extensive knowledge and experience in securities trading, investment banking, and securities regulation. They can provide objective and reliable testimony in legal disputes related to securities issues, offering valuable insights for insider trading claims, securities fraud, and shareholder disputes.


Securities Litigation

Shareholder disputes

Securities fraud

Securities class actions

SEC investigations

FINRA arbitrations


Securities Regulation

SEC compliance

FINRA compliance

State securities regulations

Broker-dealer compliance

Investment adviser compliance


Securities Offerings

IPOs

Secondary offerings

PIPEs

Convertible debt offerings

Private placements


Investment Management

Investment strategy

Risk management

Investment advisory services

Portfolio management

Asset allocation


Securities Transactions

Securities trading

Securities lending

Stock repurchases

Stock options

Securities lending


Securities Valuation

Stock valuation

Bond valuation

Option valuation

Fair value measurements

Market analyses


Securities Arbitration

FINRA arbitrations

SEC arbitrations

Dispute resolution

Expert witness testimony

Mediation


Securities Derivatives

Swaps

Options

Futures

Credit derivatives

Structured products


Hedge Funds

Hedge fund formation

Hedge fund compliance

Hedge fund litigation

Hedge fund investments

Fund of funds


Insider Trading

Insider trading investigations

Insider trading compliance

Insider trading litigation

Compliance training

Expert witness testimony